Reporting

We provide you with a written report detailing our findings at every monitoring instance. This will include recommendations, where required, to address areas of risk.

Where required, we report to the Registrar of Financial Services Providers or any other applicable Regulator at the required intervals.

There is a specific obligation on auditors and compliance officers to report any suspected instance of non-compliance which in the opinion of the auditor is material. We attempt to address this with you in a spirit of co-operation before any reporting.