Our organisation is based on a similar structure commonly found in professional practises such as lawyers and accounting firms.
Each compliance officer has been approved as competent and fit and proper, and is registered with the Financial Sector Conduct Authority. Compliance officers and Compliance professionals working under supervision are supported by administration personnel who drive the engine behind the scenes. In this way we are able to ensure optimum efficiency whilst maintaining a similar standard of work throughout the organisation.
Operations manager
Financial manager
Compliance Administrator