We provide you with a written report detailing our findings at every monitoring instance. This will include:
Recommendations to address areas of risk (where required)
We report to the Registrar of Financial Services Providers or any other applicable Regulator at the required intervals (where required)
There is a specific obligation on auditors and compliance officers to report any suspected instance of non-compliance which in the opinion of the auditor is material. We attempt to address this with you in a spirit of co-operation before any reporting (where required).